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Corporate Governance in Fund Management Companies - KPMG
Jul 24, 2015 ... that a fund becomes distressed. Corporate governance, as it applies to fund management ... Self-managed UCITS investment companies, and.
[ fs-corporate-governance-fund-management-companies-july-2015.pdf - Read/Download File

Corporate Governance Code for Collective Investment Schemes
The Board of a corporate CIS is the focal point of the governance regime for ..... UCITS funds, the Board could meet less frequently if they believe it is justified.
[ 1432820468-corporate-governance-code-for-collective-investment-schemes-and-management-companies.pdf - Read/Download File

Corporate Governance Code for Irish Funds - Arthur Cox
Dec 14, 2011 ... develop corporate governance codes to provide a framework for the ... procedures required for UCITS funds by virtue of the UCITS IV Directive.
[ Arthur-Cox-Corporate-Governance-Code-for-Irish-Funds-14-December-2011.pdf - Read/Download File

Guidance Note 4/07 - Central Bank of Ireland
(UCITS). Organisation of Management Companies. 1. A. Introduction ...... passport will have on (i) its corporate governance, (ii) its administration function and.
[ Guidance Note 4 07 UCITS organisation of management companies.pdf - Read/Download File

UCITS Questions and Answers 2015 - Central Bank of Ireland
Oct 5, 2015 ... “the Central Bank UCITS Regulations” refers to the Central Bank ..... A. In assessing whether the corporate governance mechanisms for closed ...
[ 151002_UCITS QA NO 7 FINAL_DL.pdf - Read/Download File

UCITS - Questions and Answers - Central Bank of Ireland
Dec 22, 2015 ... Q. Who determines if a non-UCITS investment fund is an eligible ..... to corporate governance mechanisms equivalent to those applied to ...
[ 151222_UCITS QA NO 11 Final.pdf - Read/Download File

UCITS IV Organisation of Management Companies - Matheson
Apr 30, 2013 ... organisational requirements which apply to UCITS management companies ... In accordance with good corporate governance principles, the ...
[ UCITS_IV_Organisation_of_Management_Companies_WEB_APR_13.pdf - Read/Download File

Corporate Governance Manual for Directors of Investment
DIRECTORS OF INVESTMENT COMPANIES. AND ..... Where, as will normally be the case for a non-UCITS fund, the fund is an Alternative. Investment Fund ...
[ malta_cg_guidelines_sep2014_en.pdf - Read/Download File

ALFI Code of Conduct for Luxembourg Investment Funds
governance of Luxembourg investment funds. ... CSSF, whether UCITS or non- UCITS ... I. The Board should ensure that high standards of corporate governance.
[ ALFI-Code-of-conducts.pdf - Read/Download File

Voluntary Corporate Governance Code for the - Better Regulation
A Voluntary Corporate Governance Code (the. “Code”) for ... high standards of corporate governance are set ... companies (of either UCITS or non-UCITS). The.
[ Voluntary Corporate Governance Code for the Irish Investment Funds Industry Released.pdf - Read/Download File

UCITS Alternatives - Dillon Eustace
Page 15. Does UCITS regulation mean more compliance and corporate governance? Page 16. Are there any regulatory requirements relating to us as the.
[ UCITS Alternatives.pdf - Read/Download File

Investment Management Regulatory, tax and accounting - Deloitte
Oct 17, 2014 ... Central Bank of Ireland consultation on corporate governance requirements ... revised guidelines on ETFs and other UCITS issues (CP84).
[ 2015_Regulatory_tax_accounting_hot_topics_Deloitte_Ireland.pdf - Read/Download File

Boarding for UCITS V Ready for takeoff - Deloitte
Stringent duties and guidelines regarding governance and conflict of interest management between .... UCITS management or investment companies (“UCITS.
[ lu-en-ucitsv-boarding-18052015.pdf - Read/Download File

UK OEICs and Irish UCITS - FAQs - Dimensional Fund Advisors
CORPORATE GOVERNANCE. Page 1 of 2. UK OEICs and Irish UCITS - FAQs. 1. Who is responsible for corporate governance at Dimensional? Dimensional's ...
[ UK_FAQs_for_website.pdf - Read/Download File

Alternative UCITS for Offshore Fund Managers - Mason Hayes
2009/65/EC, known as UCITS IV, was transposed into Irish law by way of the European .... The new Irish voluntary Corporate Governance Code for funds.
[ alternative-ucits-for-offshore-fund-managers-worksite-acrobat-integration.pdf - Read/Download File

Fund Governance Survey - 2014 - ILA
survey into the following five categories: • Super-ManCos2 (i.e. management companies overseeing both types of funds: UCITS and AIFs; usually these are.
[ PWCILAFundGovernanceSurvey201412418.pdf - Read/Download File

A Guide to UCITS in Ireland - Better Regulation
Overview of UCITS Permitted Asset Classes and Investment and Borrowing ..... they are subject to corporate governance mechanisms applied to companies or.
[ A Guide to UCITS in Ireland.pdf - Read/Download File

ICAV Webinar - A&L Goodbody
Overall. Corporate. Non-Corporate. 71. %. 29. %. Non-UCITS. Corporate. Non- ..... that the IFIA Corporate Governance Code will apply to the ICAV directors.
[ ICAVWebinarMarch20141.pdf - Read/Download File

UCITS Platform - Davy
Davy Investment Fund Services is a non UCITS management company and acts as a .... established Board of Directors and corporate governance regime in situ.
[ davy-ucits-platform_web.pdf - Read/Download File

View COLL 5 as PDF - FCA Handbook
which is a non-UCITS retail scheme operating as a fund of alternative investment ..... (a) it is subject to corporate governance mechanisms applied to companies ...
[ 5.pdf - Read/Download File

annual report and audited financial statements - iShares
Mar 30, 2015 ... 21. Board of Directors. 22. Corporate Governance Statement ... purchases and sales: iShares $ Emerging Markets Corporate Bond UCITS ETF.
[ ishares-v-plc-2014-en-emea-rc-annual-report.pdf - Read/Download File

Download our latest Designated Persons brochure.
Provider of governance services to 40% of the Irish market – Carne has the largest ... managerial functions of UCITS/AIF funds and management companies into.
[ Carne-Designated-Persons-Guide.pdf - Read/Download File

Corporate governance manual introduced in Malta - Malta Financial
Feb 1, 2013 ... ly issues this Corporate Governance Manual for Investment Funds”. It adds that the .... tools for EU fund managers under the UCITS Directive.
[ MFSANewsletterFebruary2013.pdf - Read/Download File

Source JPX-Nikkei 400 UCITS ETF USD Hedged - Factsheet
May 31, 2016 ... The Source JPX-Nikkei 400 UCITS ETF (USD Hedged) aims to ... operating profit and qualitative factors relating to corporate governance.
[ SOURCE_N4US_FACTSHEET_RETAIL_EN.pdf - Read/Download File

Consultation paper on the UCITS depositary function and - Europa.eu
Dec 14, 2010 ... The UCITS depositary functions will to be technically coordinated with the ... Commission Communication on corporate governance in financial ...
[ consultation_paper_en.pdf - Read/Download File

Exercise of voting rights strategy - Avaron
Estonian and international corporate governance rules, ISS SRI International ... duty to act in the best long-term interests of the unit-holders of UCITS funds,.
[ 2011.10.10_Exercise_of_voting_rights_strategy.pdf - Read/Download File

Governance Systems for Collective Investment Schemes in OECD
B. Internal Governance Mechanisms . .... B. Corporate Governance Activities by CIS . ..... Investments in Transferable Securities (UCITS) Directive. In these ...
[ 1918211.pdf - Read/Download File

CESR's guidelines concerning eligible assets for investment by UCITS
Mar 19, 2007 ... The UCITS Directive lays down a set of rules concerning what .... In assessing whether the corporate governance mechanisms for funds in.
[ docCESR_20032007.pdf - Read/Download File

1 ALFI Code of Conduct for Luxembourg Investment Funds
reports. The corporate governance statement should make clear whether the ... collective investment supervised by the CSSF, whether UCITS or non-UCITS.
[ code-alfi-eng.pdf - Read/Download File

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