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Master Circular for Mutual Funds - Sebi
May 11, 2012 ... RISK MANAGEMENT SYSTEM . ... DISCLOSURES & REPORTING NORMS . .... 1.1.3 All offer documents (ODs) of Mutual Fund schemes shall be filed with. SEBI in ... 5 Regulation 28 (1) of SEBI (Mutual Funds) Regulation 1996 ..... The recurring expenses limits applicable to equity schemes59 shall.
[ 1337083696184.pdf - Read/Download File

annexures - Sebi
May 31, 2010 ... Adhere to SEBI Mutual Fund Regulations and guidelines issued from time to time ... Highlight risk factors of each scheme, avoid misrepresentation and exaggeration and ... 5. Disclose to the investors all material information including all the .... define limits and mechanisms for monitoring limits at various.
[ annmaster.pdf - Read/Download File

1 *Investors should consult their financial advisers - SBI Mutual Fund
Apr 29, 2016 ... Please refer to the paragraph “Right to Limit Redemptions” in the section ... SEBI (Mutual Funds) Regulations, 1996. Risk Profile of the. Scheme ... 5. Direct. Not Mentioned. Direct Plan. 6. Direct. Regular. Direct Plan. 7 ..... N.B.: Please refer to Common Debt KIM for guidelines, application forms and terms ...
[ kim---sbi-savings-fund - Read/Download File

111210335-Expnses & Exit Load-Notice AD - Addendum - Citibank
be charged to the Scheme(s) of Axis Mutual Fund, namely- .... with Prevention of Money Laundering Act, 2002 and Rules framed there under; the SEBI Circular(s) on Anti ... (5) Prudential limits and disclosures on portfolio concentration risk in ...
[ Axis-sid.pdf - Read/Download File

Policy Developments - NSE
Guidelines on disclosures, reporting and clarifications under AIF Regulations ... Position Limits for Mutual Funds in 10-year Interest Rate Futures (IRF) (Sebi circular dated ... Sellers shall mandatorily announce floor price latest by 5 pm on T-1 day to ... The level of risk in mutual fund schemes was also increased from three.
[ ismr2015B.pdf - Read/Download File

Scheme Information Document - Reliance Mutual Fund
Jul 11, 2016 ... Reliance Fixed Horizon Fund - XXXI - Series 5 ... has SEBI certified the accuracy or adequacy of the Scheme ... limiting interest rate volatality by investment in debt , money market ... SCHEME SPECIFIC RISK FACTORS .... transfer will be effected in accordance with such rules / regulations as may be in force ...
[ Reliance-Fixed-Horizon-Fund-XXXI-Series-5.pdf - Read/Download File

LIC Nomura MF Banking & Financial Services Fund - LIC Mutual Fund
An open ended banking & financial services sector scheme ... (MF) Regulations) as amended till date, and filled with SEBI, along with Due Diligence ..... This will limit the capability of the Fund to invest in other sectors. .... Risks associated with investing in Derivatives:-5 ..... RBI norms cover the "true sale" criteria including.
[ SID LIC Nomura Banking and Financial Services Fund_2116065626.pdf - Read/Download File

SERIES 5 - LIC Mutual Fund
Sep 16, 2014 ... guidelines or directives issued by SEBI or any other mutual fund regulatory body. .... Investment in Mutual Fund Units involves investment risks such as .... due to price limits or circuit breakers / filters, the Scheme may face.
[ dist_LIC Nomura MF CPOF Series 5_1074012288.pdf - Read/Download File

Notice cum Addendum. - DHFL Pramerica
CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) ... be charged to the Scheme(s) in addition to the limits on total expenses prescribed ... (5) Additional expenses for geographical penetration :- To improve the ... on portfolio concentration risk in debt-oriented schemes :-The total exposure of debt  ...
[ NoticeAdvtforSEBIAddendumrelatedchangesPowerSIPandAnywhereTransact.pdf - Read/Download File

L&T Long Term Advantage Fund – I A 10 year - L&T Mutual Funds
Investment predominantly in equity and equity-related securities. High risk ... by SEBI nor has SEBI certified the accuracy or adequacy of the Scheme ..... Regulations, 1996 and rules and guidelines for Equity Linked Savings Scheme ( ELSS), ... 5. Name of the Scheme L&T Long Term Advantage Fund – I. If the NAVs are not ...
[ (1) SID_LT Long Term Advantage Fund I.pdf - Read/Download File

The guidelines applicable to mutual funds are set out in the. SEBI Regulations ... schemes in Chapter I. Under the regulation 28(1) of SEBI Mutual fund. Regulations ... Page 5 .... regulations regarding the Risk Management practices covered in the .... limits for Government guaranteed debt securities, Investment Restrictions.
[ 11_chapter 3.pdf - Read/Download File

Asset Management Company: SBI Funds - SBI Mutual Fund
For further details of the Scheme/Mutual Fund, due diligence certificate by the ... 1996, as amended till date, and filed with Securities and Exchange Board of India (SEBI). ... 5. In case of non-availability of and taking into account the risk-reward ... Companies which meet the initial screening norms are then evaluated on the.
[ kim-sbi-dual-advantage-fund-series-xv.pdf - Read/Download File

Scheme Information Documents(SID) - Shriram Mutual Fund
for public subscription have not been approved or recommended by SEBI nor has .... Ongoing Sales and Repurchase of the units of the scheme will start within 5 (five) ... Mutual Fund Investments are subject to market risks, read all scheme related .... However, if such limit is breached during the NFO of the Scheme, the Fund ...
[ SEDOF_SID.pdf - Read/Download File

Axis Equity Saver Fund - Scheme Information - Axis Mutual Fund
Feb 15, 2016 ... (Mutual Funds) Regulations 1996, (herein after referred to as SEBI (MF) ... Scheme Information Document after the date of this Document from the Mutual Fund/ Investor Service Centres/ .... 5. (ii) Scheme Specific Risk Factors . ..... of trading due to price limit or circuit breakers, the Scheme may face a liquidity.
[ app_form\\Scheme Information Document - Axis Equity Saver Fund.pdf - Read/Download File

Asset Allocator Multi Manager FoF Scheme - Birla Sun Life Mutual
Apr 28, 2016 ... The Scheme Information Document should be read in conjunction with ... SEBI nor has SEBI certified the accuracy or adequacy of the Scheme Information Document. ..... Page 5. Birla Sun Life Asset Allocator Multi Manager FoF Scheme ... Investment in Mutual Fund Units involves investment risks such as ...
[ SID-Birla-Sun-Life-Asset-Allocator-Multi-Manager-Scheme-FOF.pdf - Read/Download File

mutual fund regulatory regime in india - Nishith Desai Associates
out to be one of the most popular mutual fund schemes in the country. ... and Exchange Board of India ("SEBI") introduced The Securities and Exchange .... distribution of units issued by the mutual fund and the limit of 5% shall apply only for a block ... Board of India (Custodian of Securities) Guidelines, 1996, any person ...
[ Mutual_Funds_in_India.pdf - Read/Download File

SBI Mutual Fund to use the Exchange's name in this Scheme Information Document .... risk to the investors through investments in a portfolio comprising of debt .... This could limit the ..... and the guidelines and directives issued by SEBI from time to time. ... The launch of SBI Debt Fund Series B – 5 (1111 Days) {NFO Period ...
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KIM and Application Form - Regular Plan - Canara Robeco
Jun 30, 2016 ... with Securities and Exchange Board of India (SEBI). ... AMC or such schemes managed by any other Mutual Funds, provided it is in ..... limits. XII. Other Risks: Zero coupon or Deep Discount Bonds are debt ... Canara Robeco Short Term Fund KIM | 5 ... with the KYC norms applicable from time to time.
[ KIMShortTermFund-Regular.pdf - Read/Download File

Capital Protection Oriented Schemes - Strategies, Regulation & Rating
oriented schemes, facilitating the launch of such schemes by mutual funds for the first time in ... Financial strategies which try to limit the downside risk of investment and ... are not allowed for capital protecfion oriented schemes as per SEBI guidelines. .... 5. Rating – SEBI regulations state that “the proposed portfolio structure ...
[ Revised Methodology.pdf - Read/Download File

Scheme Information Document - IDFC Mutual Fund
A. Risk Factors. 2. B. Requirement of Minimum Investors in the Scheme. 5. C. .... will be governed by rules laid down by RBI/SEBI in this regard). Benchmark ..... discretion to limit redemption (including suspension of redemption) under certain  ...
[ 070720151601ELSS-SID.PDF - Read/Download File

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